REGULATION
At the heart of our operations lies the dedicated Regulation Division, committed to fostering fair, orderly, and efficient markets. Tasked with responsiveness and innovation in navigating significant market shifts and trends, our division remains vigilant and adaptable.
As market dynamics evolve in tandem with technological advancements and commercial trends, our effectiveness as regulators hinges upon our ability to continuously monitor the market landscape. This entails the ongoing modernization and adjustment of our expertise, rules, regulations, and oversight tools.
Currently overseeing the activities of over 28,000 entities within the financial industry—including investment advisers, broker-dealers, and financial exchanges—we uphold the integrity of the market ecosystem.
REGULATING MARKET DATA
Our initiative to enhance market understanding and transparency led to the creation of this website, utilizing data analytics to dissect market structures comprehensively. Leveraging industry-standard visualization tools, users can delve into a myriad of advanced market metrics. These tools enable the comparison of data sets across various characteristics, precision in date range analysis, and examination of data distributions down to microsecond granularity.
Investing in your financial future, whether for retirement, education, or rainy-day provisions, warrants caution. Always exercise diligence when considering financial products.
USEFUL LINKS
Below is a collection of links that we recommend to use when in search of accurate information that is a true reflection of the current market situation. Investing in your future means saving for retirement, college or a rainy day fund so always use caution before purchasing financial products.