Supporting Securities, Mergers & Escrow.
FACILITATE INFORMATION
INFORM & PROTECT
REGULATE MARKET DATA
ENFORCE FEDERAL LAWS
Empowering Market Insight
Safeguarding and Advising Investors
Our protection office is dedicated to providing educational guidance as a proactive measure to safeguard individuals engaged in mergers, acquisitions, and escrow arrangements. our advisory role extends to issuing timely alerts regarding emerging scams seeking to exploit market vulnerabilities. We prioritize your concerns, whether they be inquiries, grievances, or challenges, and undertake a thorough review of the information you furnish. our objective is to assist you in navigating through available procedures, exploring viable options, and accessing pertinent resources.
Overseeing Market Data Integrity
Facilitating Law Enforcement Efforts
Our enforcement division plays a pivotal role in supporting the commission's law enforcement initiatives by advocating for the initiation of investigations into potential violations of regulations.
Upon receiving recommendations, the commission pursues civil actions either in federal court or through administrative proceedings before a designated administrative law judge.
Furthermore, the division collaborates closely with domestic and international law enforcement agencies to pursue criminal cases whenever deemed necessary.